AI assurance for audit & compliance teams

Evidence in. Findings out. Report ready by the closing meeting.

AI assurance for auditors and compliance teams — cutting assessment time by up to 70% across ISO/IEC 27001, SOC 2, MAS TRM, the GDPR and national regulations.

Try the Auditor Hub
WORKING PAPER · WP-6.1.2
XLSX
Risk_Register_2026.xlsxSubmitted via secure token · 10:15
Minor NC flagged
ISO 27001 · Clause 6.1.2Test criterion · CR-6.1.2-02
AI copilot observationThree cloud infrastructure risks have no named risk owner, contrary to test criterion CR-6.1.2-02. Management approval is also missing on two of the treatment plans. Recommend recording in the working papers before the closing meeting.
FLAGGED BEFORE FIELDWORK
  • 100+ automated consistency checks
  • Evidence indexed by clause on arrival
  • Confidential by design, data-residency aware
  • One-click Word / PDF audit reporting
Sound familiar?

Where compliance programmes break down

Two sides of the same audit, both losing time to it. Click the one that sounds like you — we'll point you at the capability built to remove it.

The platform

What actually removes the work

Ranked by how much each one matters. Open any card for the full case — the pain, the mechanism, and what you get.

Auditors + EnterprisesDeal-breaker if missing

AI Finding Insights

100+ consistency tests before fieldwork, so version errors and register mismatches never reach the audit.

Auditors + EnterprisesDeal-breaker if missing

Confidentiality & Data Isolation

Encrypted, segregated tenancies with configurable residency. Never used to train public models.

Auditors + EnterprisesMajor differentiator

Integrations & Continuous Monitoring

Connectors pull technical evidence straight from source, timestamped — and keep watching between audits.

For auditorsMajor differentiator

Token-Based Evidence Requests

A secure magic link. The auditee uploads into an index already filed by clause — no client licence.

For enterprisesMajor differentiator

AI Pre-Audit Gap Scanner

Readiness scored per framework, so you walk into certification already knowing the result.

For auditorsMajor differentiator

One-Click Findings & Reports

Nonconformities drafted in each regime's own wording; the whole report exports to Word or PDF.

For enterprisesMajor differentiator

Three-Tier Evidence Map

Every requirement resolves to three concrete tiers: governing documents, operating records, technical artefacts.

Auditors + EnterprisesNotable advantage

Cross-Framework Evidence Reuse

One harmonised library, so a second framework starts as a delta rather than a new programme.

For auditorsNotable advantage

Two-Tier Access Model

The auditee sees checklists; scoring criteria and test procedures stay with the auditor alone.

For enterprisesNotable advantage

Corrective & Preventive Action Engine

Remediation tickets with owner, due date and 5-Whys root cause — verified effective, not just closed.

Under the hood · processing pipelines

From raw document to audit-ready, on rails

Two pipelines do the heavy lifting. One turns any regulation into a compliance guideline; the other runs your evidence through it — as a remediation loop for enterprises, or a sign-off flow for auditors. Every run logged, every conclusion reviewable.

Pipeline 01 · runs on demandFor Enterprise

Control Framework Builder

How a regulation becomes your organisation's compliance guideline.

  1. Upload Regulation DocumentPDF, DOCX, scanned gazettes
  2. Control Extractionrequirements → testable controls
  3. Compliance Guidelineyour organisation's rulebook
run.log
Pipeline 02 · Assessment · runs until gaps closeFor Enterprise

Assessment & Remediation

How your evidence is judged, remediated and re-checked until it passes.

  1. Upload Evidenceuploads + live connectors
  2. Extract Findings100+ consistency tests
  3. AI Judge Against Controlsgraded per regime wording
  4. Remediation Suggestionfix guidance per failed control
  5. Compliance ReportWord / PDF, one click

Failed controls take Remediation Suggestion back into evidence upload; once the AI judge clears them, the run routes straight to Compliance Report.

run.log
Pipeline 02 · Assessment · runs per engagementFor Auditor

Assessment & Sign-off

How your evidence becomes a defensible, signed-off report.

  1. Upload Evidenceuploads + live connectors
  2. Extract Findings100+ consistency tests
  3. AI Judge Against Controlsgraded per regime wording
  4. Auditor Approvalfindings confirmed & signed off
  5. Compliance ReportWord / PDF, one click
run.log
Integrations · continuous risk monitoring

Plugged into the systems where risk actually lives

NORA connects to your ERP and IT estate to collect evidence and watch for control deviations — so technical evidence gathers itself, and risk is monitored between audits, not just during them.

Mode 01 · CollectEvidence, pulled automatically

Configuration exports, access lists, change logs and approval records are pulled straight from source systems — timestamped, tamper-evident, and mapped to the exact control they answer. No more screenshot season before every audit.

Mode 02 · MonitorRisk signals, watched continuously

Control-relevant signals are watched around the clock. A repository turned public, an over-privileged account, an unapproved production change — each is raised as a risk finding the moment it happens, with the evidence already attached.

  • SAP
  • Oracle NetSuite
  • Odoo
  • AWS
  • Microsoft Azure
  • Google Cloud
  • GitHub
  • GitLab
  • Jenkins
  • Jira
  • Confluence
  • ServiceNow
  • Slack
  • Microsoft Teams
  • SharePoint
  • Okta
  • Microsoft Entra ID
  • + REST API & webhooks
Framework & regulatory coverage

Pre-loaded for the framework you're facing

Most engagements run against one framework at a time — so each one ships as a complete package: the control set, test criteria and tiered evidence expectations, maintained as the standard evolves. And if you ever carry more than one, the harmonised library quietly reuses what you already hold. Additional frameworks can be configured on request.

Information Security & Assurance

Certification & attestation regimes

  • ISO/IEC 27001:2022 & Annex A (93 controls)
  • SOC 2 Type I & II (AICPA Trust Services Criteria)
  • NIST CSF 2.0 & SP 800-53
  • PCI DSS v4.0
  • ISO/IEC 27017 & 27018 (cloud & cloud privacy)

Privacy & Data Protection

Statutory obligations & privacy management

  • EU GDPR (Regulation 2016/679) & UK GDPR
  • RoPA (Art. 30) & DPIAs (Art. 35)
  • Breach notification workflows (Arts. 33–34)
  • ISO/IEC 27701 Privacy Information Management
  • HIPAA Security & Privacy Rules

Financial Services Supervision

Regulator-issued & prudential requirements

  • MAS Technology Risk Management Guidelines
  • MAS Notices on Cyber Hygiene & Outsourcing
  • EU DORA (Regulation 2022/2554)
  • HKMA TM-G-1 & BNM RMiT
  • SBV Circular 09/2020/TT-NHNN (Vietnam)

National & Local Regulations

Jurisdiction-specific statutory duties

  • Vietnam: Decree 13/2023/ND-CP (PDP)
  • Vietnam: Cybersecurity Law & Decree 53/2022/ND-CP
  • Singapore PDPA & Cybersecurity Act
  • Thailand PDPA & Indonesia PDP Law
  • Custom: group policy, client contractual schedules

NORA Compliance supports readiness, evidence management and internal assessment. Certificates of conformity are issued solely by accredited certification bodies, and SOC 2 opinions solely by independent licensed CPA firms. Nothing on this platform constitutes legal advice or a regulatory determination.

Worksheet W-1 · return on investment

What is all this worth on your own programme?

Three sliders and about thirty seconds. You get the hours back as a number, not an adjective — and the model behind it in plain sight.

−70%
Preparation time
100+
Consistency checks
95%
Fewer avoidable findings
1-Click
Report issuance
Objections, answered

The questions every buyer asks

Isn't this just another document repository?

No. Shared storage holds files; NORA reasons about them. The model applies a codified body of audit reasoning — testing logic, corroborating the risk matrix, and detecting deficiencies a keyword search would never reveal.

Can NORA certify us or issue a SOC 2 report?

No — and be wary of any tool that implies it can. Certificates of conformity are issued solely by accredited certification bodies, and SOC 2 opinions solely by independent licensed CPA firms. NORA gets you ready, evidences your controls, and supports the engagement itself.

Is our data used to train AI models?

Never. Client documents and system logs are encrypted in transit and at rest, held in strictly segregated tenancies with configurable data residency, and are never used to train public models. Every access is logged in full to support your own audit-trail obligations.

Does my client have to buy or adopt the platform?

No. The Auditor Standalone Hub runs the entire engagement from your side: you issue a secure magic link, the auditee uploads evidence directly into a pre-structured index, and they never need an account or a licence.

Our framework isn't on the list — what then?

Coverage is expanding, and custom frameworks — group policies, client contractual schedules, additional national regulations — can be configured on request and mapped into the same harmonised control library, so existing evidence is credited from day one.

Next step

Ready to cut audit preparation by 70%?

Choose the path that fits your role and see what NORA Compliance does with your next engagement.